Module 2: Analyzing markets and securities

Fundamental vs. Technical Analysis

Fundamental analysis looks at a company’s financial health—revenues, profits, debt, and industry outlook. Investors use this to estimate intrinsic value and determine if a stock is under- or over-valued.

Technical analysis examines price charts and trading volume to predict future movements. It uses patterns, trends, and indicators like RSI, MACD, and moving averages.

Many investors combine both approaches for a well-rounded view of the market.

Reading Financial Statements

Understanding financial statements is essential for evaluating a company’s performance:

  • Income statement: Shows revenues, expenses, and net profit over time.
  • Balance sheet: Lists assets, liabilities, and shareholder equity.
  • Cash flow statement: Tracks how money flows in and out of the business.

Key metrics like revenue growth, debt-to-equity ratio, and profit margins can help you assess a company’s stability and growth potential.

Key metrics to know

Familiarity with valuation and performance metrics helps compare stocks:

  • P/E ratio (Price/Earnings): Measures valuation relative to earnings.
  • Dividend yield: Income received for each dollar invested.
  • Return on Equity (ROE): Profitability compared to shareholder equity.
  • EPS (Earnings per Share): Net income divided by outstanding shares.

These indicators offer quick insights into value, performance, and growth potential.

Chart basics and trends

Price charts visually represent a stock’s trading history. Key elements:

  • Candlesticks: Show open, high, low, and close prices.
  • Support/Resistance: Price levels that repeatedly stop declines or advances.
  • Moving Averages: Smooth out price action to identify trends.

Patterns like head-and-shoulders or double bottoms can signal potential reversals or continuations.

News, sentiment, and macro factors

Stock prices react quickly to news and macro events:

  • Earnings reports can move shares up or down based on expectations.
  • Interest and inflation rate changes influence investment returns across asset classes. Higher interest and inflation rates are generally bad for the market.
  • Global headlines, like wars or pandemics, can cause market volatility.
  • Investor sentiment, often measured by indicators like the VIX, reflects fear or greed.

Staying informed helps you anticipate market movements and protect your investments.

Additional focus: characteristics of quality stocks

At our firm, we look for:

  • Compelling stories: Businesses with clear missions, innovative products, or market leadership.
  • High-quality management teams: Proven, ethical, and visionary leadership.
  • High earnings growth: Consistent year-over-year earnings growth.
  • Decent ROE and ROA: Above-average returns on equity and assets signal efficient use of capital.
  • Above-average free cash flow: Indicates strong financial health and the ability to fund growth or return value to shareholders.
  • Consistent dividend growth: Shows financial strength and shareholder commitment.
  • Low leverage: Healthy debt levels reduce risk and improve stability.
  • Low volatility: Stable price performance attracts conservative investors and long-term holders.
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